rs16969968

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This is a variant in the CHRNA5 gene that changes a aspartate to an asparagine.

Key Literature Trait Associations

Nicotine Dependence

The CHRNA5 D398N variant (rs16969968 A allele) alters the alpha-5 subunit of the nicotinic acetylcholine receptor, reducing receptor response to nicotine. This diminishes the aversive signals that normally limit smoking intensity, leading to heavier smoking. The per-allele OR for nicotine dependence is ~1.3, with homozygous AA carriers at nearly 2-fold increased risk (OR 1.9). The variant is also associated with earlier age of lung cancer diagnosis and delayed smoking cessation (AA carriers quit on average 4 years later). The A allele is common in Europeans (~35%) but rare in East Asian and African populations.

Allele A
OR
p 1.0e-20
Large GWAS
European
Allele A
OR 1.30
p 6.4e-4
Candidate gene study
Chen J et al. Genome-Wide Meta-Analyses of FTND and TTFC Phenotypes. Nicotine & Tobacco Research : Official Journal of the Society for Research on Nicotine and Tobacco 22(6):900-909 (2020)
Allele A
OR
β 0.230 ±0.020
p 4.0e-28
N 29,492
Large GWAS
European
Allele A
OR
p
Candidate gene study
multi-ancestry

Lung cancer

The A allele of rs16969968 is robustly associated with elevated lung cancer risk in European-ancestry populations across multiple meta-analyses totalling over 100,000 individuals. The homozygous AA genotype confers approximately 1.45-fold to 1.60-fold increased risk versus GG in Europeans. Notably, no significant association is observed in Asian populations. Risk is partly mediated by heavier smoking, but also appears to include a direct nicotinic receptor pathway, as elevated risk has been observed in nonsmokers. A large exome-wide study in 30,312 cases confirmed the locus independently.

Allele A
OR 1.45
p 1.0e-30
N 121,726
Meta-analysisLarge GWAS
multi-ancestry
Allele A
OR 1.60
p 1.0e-20
N 95,178
Large GWAS
multi-ancestry
Allele A
OR
p 1.0e-8
Meta-analysis
multi-ancestry

Chronic obstructive pulmonary disease

The A allele at rs16969968 is genome-wide significantly associated with COPD risk (OR≈1.11 per allele copy, p=5×10⁻²⁵) in large multi-ancestry consortia. A systematic exomic analysis of up to 252,250 individuals confirmed the locus. The variant also degrades spirometric measures — carriers show reduced FEV1 and FEV1/FVC ratios — consistent with an underlying mechanism involving nicotinic receptor-mediated airway effects compounded by heavier smoking. Risk is most clearly established in European-ancestry smokers.

Moll M et al. A systematic analysis of protein-altering exonic variants in chronic obstructive pulmonary disease. American Journal of Physiology. Lung Cellular and Molecular Physiology 321(1):L130-L143 (2021)
Allele A
OR
p 5.0e-25
N 252,250
Large GWAS
multi-ancestry
Allele A
OR
β -0.080
p 2.0e-9
N 13,532
Large GWAS
multi-ancestry

Smoking behaviour

Carriers of the A allele consistently smoke more cigarettes per day and score higher on measures of smoking quantity. A large exome-chip meta-analysis (up to 433,216 participants) fine-mapped causal variants in the CHRNA5 locus. The variant is also associated with earlier time to first cigarette in the morning, a key indicator of dependence severity. These effects are particularly robust in European-ancestry populations. The allele frequency difference between populations (33% in Europeans vs. 3% in East Asians) explains much of the ancestry-specific replication pattern.

Allele A
OR
p 1.0e-30
N 433,216
Meta-analysisLarge GWAS
multi-ancestry
Allele A
OR
p 1.0e-30
N 140,000
Large GWAS
multi-ancestry
Allele A
OR
p 1.0e-15
Large GWAS
European

Peripheral arterial disease

The A allele of rs16969968 was identified in the landmark 2008 Nature study as conferring risk of peripheral arterial disease (PAD) alongside nicotine dependence and lung cancer. The association is biologically plausible given that heavier smoking driven by the variant promotes vascular damage, though a direct nicotinic receptor effect on vascular tone cannot be excluded. Evidence is less extensively replicated than for lung cancer or nicotine dependence, making this a medium-confidence association that warrants awareness in clinical contexts.

Allele A
OR
p 1.0e-8
Large GWAS
European

GWAS Catalog Trait Associations (8)

Genome-wide significant associations (p < 5×10⁻⁸) from the NHGRI-EBI GWAS Catalog.

ClinVar annotation

Risk Factor★★★★
3 submitters22 publications

Lung cancer susceptibility 2 (LNCR2); SMOKING AS A QUANTITATIVE TRAIT LOCUS 3 (SQTL3); Susceptibility to severe coronavirus disease (COVID-19) due to high levels of fibrinogen and C-reactive protein; nicotine response - Toxicity

View on ClinVar →

Research that mentions this SNP (18)

Dissecting the genetic overlap of smoking behaviors, lung cancer, and chronic obstructive pulmonary disease: A focus on nicotinic receptors and nicotine metabolizing enzyme
Meta-analysisN=1,200,000Michael J. Bray et al.(2020)· Genetic Epidemiology

This meta-analysis using GWAS summary statistics examined genetic correlations between smoking behaviors (cigarettes smoked per day, smoking cessation), lung cancer, and COPD. Strong positive genetic correlations were found between heavier smoking, reduced smoking cessation, and increased lung cancer and COPD risk. Notably, rs56113850 in CYP2A6 (effect allele C) showed a paradoxical pattern: associated with heavier smoking (z=19.2, p=1.10×10⁻⁸¹) and lung cancer (z=8.91, p=5.02×10⁻¹⁹) yet also with increased smoking cessation (z=-8.17, p=2.52×10⁻²⁶), highlighting the complex relationship between nicotine metabolism and smoking behaviors.

Traits studied:Chronic obstructive pulmonary disease (COPD)Cigarettes smoked per dayLung cancerSmoking cessation
Neurophysiologic effect of GWAS derived schizophrenia and bipolar risk variants
FunctionalN=273Mei‐Hua Hall et al.(2014)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

This functional study investigated neurophysiologic effects of genome-wide association study (GWAS)-derived schizophrenia (SCZ) and bipolar disorder (BPD) risk variants in 199 patients with psychotic illness and 74 healthy controls. The SCZ risk allele (G) at TCF4 rs17512836 showed significant association with reduced auditory P3 amplitude (P=0.00017) and delayed P3 latency (P=0.005), suggesting a mechanism involving compromised attention and working memory capacity in psychotic disorders.

Traits studied:Bipolar disorderN1 amplitudeP2 amplitudeP3 amplitudeP3 latencyP50 sensory gatingPsychosisSchizophrenia
Converging Evidence for the Association of Functional Genetic Variation in the Serotonin Receptor 2a Gene With Prefrontal Function and Olanzapine Treatment
AssociationN=887Giuseppe Blasi et al.(2013)· JAMA Psychiatry

Association study of 55 SNPs in 887 Hungarian adults examining genetic predisposition to aggression measured by the Buss-Perry Aggression Questionnaire. The HTR2A rs7322347 intronic variant showed significant association with aggression after Bonferroni correction (p = 0.0007), with carriers of the minor A allele showing lower aggression levels. The DRD4 rs916455 variant also showed nominal significance (p = 0.0275) but did not survive multiple testing correction.

Traits studied:Aggressive behaviorAngerHostilityPhysical aggressionVerbal aggression
A Bivariate Mann‐Whitney Approach for Unraveling Genetic Variants and Interactions Contributing to Comorbidity
AssociationN=5,376Yalu Wen et al.(2013)· Genetic Epidemiology

A bivariate Mann-Whitney (BMW) approach was developed to identify genetic variants and interactions contributing to nicotine dependence (ND) and alcohol dependence (AD) comorbidity. Analysis of 184 known AD and ND SNPs in the SAGE dataset identified rs16969968 in CHRNA5 associated with both AD and ND in Caucasian samples (P = 8.23 × 10⁻³ in COGA, P = 1.06 × 10⁻³ in FSCD). The GG genotype showed increased risk for both conditions, with odds ratios of 0.678 (95% CI: 0.501-0.919) for comorbidity in COGA.

Traits studied:Alcohol dependenceComorbidity of nicotine and alcohol dependenceNicotine dependence
Interpreting Joint SNP Analysis Results: When Are Two Distinct Signals Really Two Distinct Signals?
MethodsN=2,053Tae‐Hwi Schwantes‐An et al.(2013)· Genetic Epidemiology

This methodological paper presents an approach to interpret joint SNP analysis results by determining whether two apparently distinct genetic signals could actually be produced by a single underlying causal variant. The authors applied this method to joint analysis of rs16969968 and rs588765 in CHRNA5 for nicotine dependence (COGEND sample, n=2053), finding no evidence that a single third SNP could fully explain the observed associations. The method demonstrates that causal variants need not be highly correlated with observed signals nor have large effect sizes to produce joint SNP results.

Traits studied:Nicotine dependenceSmoking
The effect of nicotine on sensorimotor gating is modulated by a CHRNA3 polymorphism
FunctionalN=52Nadine Petrovsky et al.(2013)· Psychopharmacology

This pharmacogenetic study of 52 healthy nonsmoking volunteers demonstrates that the effect of nicotine on prepulse inhibition (a measure of sensorimotor gating) is modulated by the CHRNA3 rs1051730 polymorphism. Nicotine significantly enhanced PPI in TT homozygotes (p=0.03) but tended to worsen PPI in TC and CC carriers (p=0.16-0.28). The findings suggest that individuals carrying the nicotine dependence risk allele (T allele) may be more susceptible to neurocognitive enhancement from nicotine, potentially contributing to addiction vulnerability.

Traits studied:Nicotine responsePrepulse inhibition (PPI)Sensorimotor gatingStartle habituation
Alpha‐5 and ‐3 nicotinic receptor gene variants predict nicotine dependence but not cessation: Findings from the COMMIT cohort
AssociationN=1,301Chad A. Bousman et al.(2012)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

This longitudinal study examined three SNPs in the CHRNA5-CHRNA3 nicotinic receptor gene cluster (rs16969968, rs1051703, rs6495308) in 1,301 current smokers from the COMMIT cohort. The A-allele of rs16969968 and rs1051730 were significantly associated with heavy smoking (25+ cigarettes per day, OR=1.21), with AA genotypes showing stronger effects (OR=1.60-1.61). The same variants showed no association with smoking cessation.

Traits studied:Cigarettes per dayHeaviness of Smoking IndexNicotine dependenceSmoking cessationTime to first cigarette
Smoking and Genetic Risk Variation Across Populations of European, Asian, and African American Ancestry—A Meta‐Analysis of Chromosome 15q25
Meta-analysisN=32,587Chen LS et al.(2012)· Genetic Epidemiology

This cross-population meta-analysis of 32,587 smokers (14,786 European ancestry, 6,889 Asian, 10,912 African American) identified rs16969968 as the only genetic variant in the chromosome 15q25 nicotinic receptor region consistently associated with heavy smoking across all three populations (OR=1.33, 95% CI=1.25-1.42, p=1.1×10⁻¹⁷). Additional variants showed consistent association in European and Asian populations but not African Americans, suggesting rs16969968 is likely a functional causal variant.

Traits studied:Heavy smokingNicotine addictionNicotine dependenceSmoking quantity (cigarettes per day)
Detecting genetic interactions for quantitative traits with U-statistics
AssociationN=2,915Ming Li et al.(2011)· Genetic Epidemiology

This paper introduces the Forward U-Test, a statistical method for detecting gene-gene interactions affecting quantitative traits. Applied to nicotine dependence in the SAGE dataset, the method identified two SNPs with significant joint association: rs16969968 (CHRNA5) and rs1122530 (NTRK2), with a p-value of 5.31e-7 in the discovery cohort (FSCD) and replication p-values of 1.08e-5 (COGA) and 0.02 (COGEND), demonstrating an essential interaction effect between the two loci.

Traits studied:Fagerström Test for Nicotine Dependence (FTND) scoreNicotine DependenceNumber of cigarettes smoked per day
Markers in the 15q24 nicotinic receptor subunit gene cluster (CHRNA5‐A3‐B4) predict severity of nicotine addiction and response to smoking cessation therapy
Meta-analysisN=19,747Jane E. Sarginson et al.(2011)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

This PhD thesis comprehensively explores associations between the CHRNA5-A3-B4 nicotinic acetylcholine receptor gene cluster and smoking-related behaviors. Using systematic review/meta-analysis, genetic epidemiology, laboratory-based techniques, and genome-wide meta-analysis, the study found compelling evidence for a small, robust association between rs16969968/rs1051730 and daily cigarette consumption with a per-allele effect of approximately one cigarette per day (beta≈1.0). A genome-wide meta-analysis of cotinine levels in 2,139 current smokers identified multiple variants in the CHRNA5 region strongly associated with tobacco exposure. However, no association was observed with smoking initiation in a prospectively-assessed cohort.

Traits studied:Cotinine levelsDaily cigarette consumptionHeaviness of smokingNicotine dependenceSmoking behavior trajectoriesSmoking initiationSmoking quantitySmoking topographyTobacco exposure
Functionally significant nicotine acetylcholine receptor subunit α5 promoter haplotypes are associated with susceptibility to lung cancer in Chinese
AssociationN=1,003Xia Zheng et al.(2011)· Cancer

A case-control study of 505 lung cancer patients and 498 controls from a Chinese population investigated CHRNA5 gene variants in the promoter region. Two haplotype combinations at positions -1640 (rs3829787, C/T) and -62 (rs3841324, ins/del) showed protective effects: the T/ins haplotype (OR=0.33, p=0.0002) and C/del haplotype (OR=0.61, p=0.0094) were significantly associated with reduced lung cancer susceptibility. Functional studies revealed these protective haplotypes had opposite promoter activities, with T/ins showing highest activity and C/del showing lowest activity, suggesting both hyperactivity and hypoactivity of the CHRNA5 promoter may reduce cancer risk.

Traits studied:Lung cancer
Association and interaction analysis of variants in CHRNA5/CHRNA3/CHRNB4 gene cluster with nicotine dependence in African and European Americans
AssociationN=2,037Ming D. Li et al.(2010)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

Family-based association analysis of 22 SNPs in the CHRNA5/CHRNA3/CHRNB4 gene cluster on chromosome 15 with nicotine dependence in African Americans (N=1053) and European Americans (N=515). Individual SNP analyses showed nominal associations for rs1317286 and rs8040868 in CHRNA3 with smoking quantity and Heaviness Smoking Index (P=0.017–0.05), though none survived correction for multiple testing. Haplotype analysis identified significant associations with nicotine dependence measures before correction in both ethnic groups. Gene-gene interaction analysis using pedigree-based generalized multifactor dimensionality reduction detected significant interactions within CHRNA3 and among all three genes in African Americans and combined samples (P=0.002–0.045).

Traits studied:Fagerström Test for Nicotine DependenceHeaviness of Smoking IndexNicotine dependenceSmoking quantity
Nicotinic acetylcholine receptor genes on chromosome 15q25.1 are associated with nicotine and opioid dependence severity
AssociationN=505Erlich PM et al.(2010)· Human Genetics

This genetic association study examined 505 opioid-dependent patients and found that nicotinic acetylcholine receptor (nAChR) gene variants on chromosome 15q25.1 are associated with both nicotine dependence severity and opioid dependence severity. The CHRNA5 coding variant rs16969968[A] was significantly associated with 1.4-unit higher opioid dependence severity (p < 0.00017), while CHRNA3 variant rs660652[G] was associated with 1.7-fold higher smoking odds and 1.1-unit higher nicotine dependence (p < 0.0007). These findings extend the known role of the 15q25.1 locus from nicotine to prescription opioid dependence phenotypes.

Traits studied:Attempts to quit smokingNicotine dependence severityOpioid dependence severitySmoking quantitySmoking status
Association of a variant in the muscarinic acetylcholine receptor 2 gene (CHRM2) with nicotine addiction
AssociationN=7,188Mobascher A. et al.(2010)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

A genome-wide association study of 7,188 Caucasian individuals examined the genetic basis of behavioral disinhibition across five phenotypes (nicotine use, alcohol consumption, alcohol dependence, illicit drug use, and non-substance disinhibition) using 527,829 autosomal SNPs. While no variants reached genome-wide significance after multiple testing correction, rs1868152 showed association with illicit drug use (p = 4.9 × 10⁻⁸, beta = 15.68) and 13 additional SNPs showed consistent directional effects across multiple phenotypes. Biometric heritability estimates (49-70%) substantially exceeded GCTA common variant estimates (8-37%), indicating that much of the genetic architecture remains unaccounted for by common variants.

Traits studied:AggressionAlcohol consumptionAlcohol dependenceBehavioral disinhibitionConduct disorderIllicit drug useNicotine useNon-substance behavioral disinhibitionSmoking behavior
Risk gene variants for nicotine dependence in the CHRNA5CHRNA3CHRNB4 cluster are associated with cognitive performance
AssociationN=492Georg Winterer et al.(2010)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

This population-based study examined natural selection on nicotinic receptor gene clusters (CHRNB3-A6 on chromosome 8 and CHRNA5-A3-B4 on chromosome 15) using 1000 Genomes data from three populations. Using Tajima's D and integrated haplotype score (iHS) tests, the authors found strong evidence for positive selection in the CHRNB3-A6 region and moderate evidence in CHRNA5-A3-B4. These regions harbor variants previously associated with nicotine dependence (rs16969968, rs1451240) and cocaine dependence. To understand the target of selection, the authors tested variants in COGA subjects (N=492) for association with cognitive phenotypes (WAIS tests) and found one significant association: rs7017612 with WAIS Digit Symbol score (β=0.43, p=0.003), suggesting memory and learning may be the driving force behind selection.

Traits studied:Alcohol dependenceCocaine dependenceCognitive functionLearningMemoryNicotine dependenceProcessing speed
Multiple distinct risk loci for nicotine dependence identified by dense coverage of the complete family of nicotinic receptor subunit (CHRN) genes
AssociationN=1,929Nancy L. Saccone et al.(2009)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

This comprehensive association study of 226 SNPs across all 16 nicotinic receptor subunit (CHRN) genes identified four distinct genetic loci significantly associated with nicotine dependence in 1050 cases and 879 controls of European descent. The two most significant associations were rs16969968 (CHRNA5, non-synonymous, p=0.00013, OR=1.30) and rs578776 (CHRNA3, p=0.00011, OR=1.34) in the CHRNA5-CHRNA3-CHRNB4 cluster; one locus in the CHRNB3-CHRNA6 cluster tagged by rs13277254 (p=0.00010); and a novel locus in the CHRND-CHRNG cluster tagged by rs12466358 (p=0.00027). Joint analyses confirmed statistical independence of the two CHRNA5-CHRNA3-CHRNB4 signals.

Traits studied:Cigarette consumptionNicotine dependenceSmoking behavior
Variants in nicotinic acetylcholine receptors α5 and α3 increase risks to nicotine dependence
AssociationN=2,936Xiangning Chen et al.(2009)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

This twin-based genetic association study identified variants in nicotinic acetylcholine receptor genes CHRNA5 and CHRNA3 that significantly increase risk for nicotine dependence. Notably, rs16969968 (CHRNA5, Asp398Asn) and rs1051730 (CHRNA3) showed significant associations with Fagerström Test for Nicotine Dependence scores in two independent samples, while displaying opposite allelic effects for alcohol dependence—a pattern suggesting complex gene-substance interactions. No associations were found with cannabis abuse/dependence.

Traits studied:Alcohol abuse/dependenceCannabis abuse/dependenceNicotine dependenceTobacco smoking
Identification of pharmacogenetic markers in smoking cessation therapy
AssociationN=436Heitjan DF et al.(2008)· American Journal of Medical Genetics Part B: Neuropsychiatric Genetics

This Bayesian pharmacogenetic analysis of a bupropion vs placebo smoking cessation trial (n=436 European ancestry participants) identified four SNPs with pharmacogenetic relevance from 59 candidate SNPs in nicotinic acetylcholine receptor genes. The strongest signal was rs871058 in CHRNA5, which showed treatment-by-SNP interaction effects on 7-day smoking cessation rates. Bayesian hypothesis testing proved more conservative than unadjusted frequentist tests but less so than multiplicity-corrected tests, with no control SNPs showing significant associations.

Traits studied:Response to bupropion therapySmoking cessationTobacco dependence

Gene information from NCBI Gene. Variant classifications from ClinVar.

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